Compliance Manager - (US-MA-Boston - 02298)

Minimum Education: None
Job Type: Full Time
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Responsibilities and Requirements: Established in 1984, Bain Capital is one of the world's leading private investment firms with approximately $60 billion in assets under managementBain Capital's family of funds includes private equity, public equity, debt assets, venture capital, and absolute return capitalOur competitive advantage is grounded in a value-added investment approach that enables the firm to deliver industry-leading returns for its investorsHeadquartered in Boston, Bain Capital offices are in New York, Chicago, London, Munich, Mumbai, Hong Kong, Shanghai, and Tokyo.Compliance DepartmentA strong compliance culture is central to the firm valuesIn an effort to increase the consistency and effectiveness of the firm compliance programs, management has organized the line of business and corporate level compliance functions into one central compliance organization, reporting to the Chief Compliance Officer (CCO)The CCO reports up through the General Counsel to the Chief Operating Officer.The Compliance Department consists of two organizational functionsThe first is business unit compliance officers, which will generally be co-located with the various business units, providing advice and general compliance support, as well as addressing business unit specific issues and drafting line of business specific policies and proceduresThe business unit compliance officers will generally serve as the first point of contact for all compliance related issues and questions that arise in the businessThe second function is the compliance infrastructureThis function will provide corporate level or cross business unit supportThe compliance infrastructure functions will registration; compliance review and monitoring; ethical walls and control room; policies and procedures; continuing education support; and personal tradingThis control room function will primarily focus on the Sankaty Advisors Fixed Income Business.

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