Act Attorney / Attorney Ii - (US-WI-Milwaukee - 53295)

Minimum Education: None
Job Type: Full Time
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Responsibilities and Requirements : The candidate will draft and review initial open-end and closed-end, multi-class mutual fund registration statements to ensure disclosure requirements are met. Will prepare annual updates to registration statements. Ensure timely and accurate regulatory filings, including registration statement amendments, proxy statements and related filings. Communicate with Securities and Exchange Commission (SEC) examiners on behalf of fund clients. Take and draft board meeting minutes. Prepare agendas, resolutions, agreements and other policies and procedures for board meetings. Serve as a legal resource for clients and internal compliance administrators by providing guidance on issues concerning the Investment Company Act of 1940, as amended, as well as related securities laws. Educate internal clients with respect to legal, regulatory, and industry developments.

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