Manager- Internal Audit, Banking - (US-NY-White Plains - 10610)

Minimum Education: None
Jobcode: 12505
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Why is this a great opportunity?

Our client seeks an accomplished audit professional to join their management team. This role offers a unique mix of wealth and banking audit work covering a business central to the firm's continued success.


Job Description

• Lead audits of trust activities as well as retail brokerage, establishing scope, drafting audit planning memos and handle issue development/report writing • Participate in consumer banking audits focused on specific businesses including mortgage and securities based lending, banking operations, and related bank products • Prepare and execute annual and long-term risk-based audit plans to provide appropriate coverage of consumer banking activities in accordance with departmental methodology, policies and standards. • Provide management with an independent and objective evaluation of the control environment and assess control awareness throughout management. • Perform quality assurance reviews to ensure compliance with department documentation standards.


Qualifications
Mandatory minimum qualifications - Skills Required •5-8+ years of audit management or related consumer banking/lending experience within the financial industry. • CPA or related certification a plus. • Previous audit experience in personal trust and retail brokerage activities a plus. • A strong technical understanding of the regulatory environment with respect to OCC, FINRA, and Federal Reserve requirements. • Proficient understanding of the internal audit process including risk assessments, planning, scheduling, and reporting.