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PHONE NUMBER AVAILABLE/ EMAIL AVAILABLE https://LINKEDIN LINK AVAILABLESummary Risk and audit professional with 10+ years of experience in operational & model risk management, investments internal audit and Big 4 auditing firm. Currently, part of the Global Risk Management team responsible for developing an enterprise-wide, independent and comprehensive risk framework to appropriately identify, aggregate, measure, manage and report risks across the organization. Facilitated development and implementation of the model risk governance framework. Comprehensive understanding of Audit, Risk & Compliance functions Audit professional with expertise in developing audit strategies, risk based audit programs, test procedures and audit reports. Extensive experience in auditing financial products and services. Lead multiple client engagements in planning and executing financial statement audits as a Big 4 audit professional. Responsible for supervising cross functional teams of professionals and manage multiple projects. Focused on building relationships with key stakeholders within the business and with external consultants.Core Competencies- Audit & Risk Management experience - Manage strong and effective business relationships- Management Reporting - Process documentation & improvement- Risk assessments -Effective communication skills- Issues management - Review of internal control environmentWork Experience MetLife October, 2006- Current Corporate Risk Management (Nov, 2013- Current) Lead, Operational Risk & Governance . Responsible for partnering with key stakeholders in the business to oversee identification and assessment of key and emerging risks . Maintain strong and effective relationships with all areas of Risk Management . Develop training to educate risk owners on risk management best practices and work with other risk functions in the development and implementation of risk controls . Lead cross-functional teams to develop operational risk infrastructure . Manage processes for collecting accurate and complete internal loss data from business areas and assists in the early identification of risk trends . Support identification and reporting of emerging risks . Analyze, trend and report on external loss events . Responsible for preparing key reports and communications and for various governance committees, senior management, regulatory bodies and Board of Directors . Develop, document and communicate risk policies and procedures and ensure their ongoing relevance Model Risk GovernanceWorked with the model risk management team to. Facilitate development, implementation and maintenance of model risk framework. Developed the model risk governance policy . Coordinate as necessary and appropriate with other functions to develop, maintain, and manage a centralized model inventory, model documentation library, and work stream tools necessary to effectively manage model risk . Support and build a model validation and testing plan . Responsible for preparing various model risk reports to facilitate reporting to various management committees Internal Audit (October 2006- February 2011) Manager, Investments Internal Audit. Extensive experience in auditing financial products and services , Derivatives, Capital Markets, Public and Private Securities, Risk Management;. Performed special reviews; investigations (including international);. Coordinate efforts for efficient project management between Sarbanes- Oxley (SOX) team, external auditors and the business;. Liaison between internal business lines, senior management and external auditors;. Performed risk assessments of various functional areas/departments within the required timeline;. Developed strategy around the audit plan and coordinated audit activities, including Sarbanes-Oxley (SOX) and performed testing to ensure compliance with appropriate domestic and international standards;. Established risk-based audit programs;. Reviewed the suitability of internal control design;. Supervised staff and other audit partners, who performed the testing;. Reported to the senior management on the status of SOX, internal control initiatives, new policies and procedures and drafted audit reports;. Performed walkthroughs to assess design and operating effectiveness of the process' key control's;Ernst & Young July 2000- September 2006 Assurance and Advisory Business Services . Lead multiple client audit engagements ( industries e.g. manufacturing, insurance, energy, pharma) which include planning executing, directing, and completing financial statement audits; . Supervised, trained and mentor associates and interns by counseling and assisting them in the management of all aspects of their work lives and in obtaining their career objectives;. Reviewed and monitored the progress of team members and the audit, including review work papers, assignment tasks, monitor budget, and reporting; . Proactively interact with key client's management to gather information, resolve problems, and make recommendations for business and process improvements;EducationProfessional qualification- Chartered Accountant (Institute of CharteredAccountants of India)Bachelors of Commerce (Honors)Sri Ram College of Commerce, New Delhi, India (Rated the best college inAsia) |
