Job Summary



The incumbent will be responsible for assessing the creditworthiness of a portfolio consisting of banks, broker-dealers, and other financial institutions in support of the Counterparty Credit Risk (CCR) team.



Our Risk Management teams work to protect the safety and soundness of our systems and are responsible for identifying, managing, measuring and mitigating a spectrum of key risk types including credit, market, liquidity, systemic, operational and technology in all existing and new products, activities, processes, and systems.



Job Responsibilities:

• Analyze financial statements to identify credit risks and mitigants, and to assess trends in financial institutions’ (e.g., banks, broker-dealers, insurance companies, central securities depositories, etc.) capital adequacy, profitability, asset quality, and liquidity/funding management


• Perform annual reviews and ongoing surveillance of member firms across clearing corporations, to assess the creditworthiness of member firms.


• Work with internal departments, including CCPs, Legal, and Compliance, to maintain transparency when assessing potential risk exposures within member firms.


• Review new member full-service applications to assess the financial condition meets DTCC member requirements.


• Recommend placing member firms on enhanced surveillance based on newly disclosed material events.


• Aligns risk and control processes into day to day responsibilities to monitor and mitigate risk; escalates appropriately

• 5+ years of relevant experience


• Bachelor's degree preferred


• Excellent knowledge of financial statement analysis for various financial institutions


• Fundamental credit analysis skills, including knowledge of CAMELS and other rating systems


• In-depth understanding of regulatory rules and regulations