Walk clients through application process;

Set appointments with Client(s);

Provide regulatory advice regarding compliance risk and mitigation;

Research and track regulatory proposals and final rules regarding new risks;

Ensure business compliance monitoring in efforts of mitigating any identified risks;

Coordinate regulatory exams;

Overseeing high risk compliance areas where advisory is requested of from client(s);

Review policies, procedures, and marketing materials for control risk areas.

Qualifications:

Requirements: 7-10 years of Banking and Financial Regulatory Compliance Management consulting experience

Desired Skills: Strong client relations with excellent oral/written communication skills; Time management; Strong knowledge in regulation affecting businesses big and small; Proficiency with Microsoft Office Suite; Advance knowledge in banking/lending, business and transactional law.

Education: LLM or JD degree (Required) / License (Preferred) / Regulatory Compliance Certification (Required)