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Swap Dealer Head of Regulatory Reporting
Location:
US-NY-New York
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Who We Are

At Galaxy we are building products and services to help the world invest in economic progress. We believe crypto and blockchain innovations will permeate and improve all aspects of our global economy. Our vision is a society where value and ownership flow as freely as information. Galaxy is a digital asset and blockchain leader helping institutions, startups, and individuals access and navigate the crypto economy. As one of the most well-capitalized and trusted companies in the industry, we provide platform solutions custom-made for a digitally native ecosystem across multiple synergistic business lines: Trading, Asset Management (passive and active strategies), Principal Investments, Investment Banking Services, and Mining. Galaxys CEO and Founder Michael Novogratz leads a team of crypto enthusiasts, and institutional veterans focused on the future of finance and Web3. The Company is headquartered in New York City, with offices in Chicago, Bahamas, London, Amsterdam, Tokyo, Hong Kong, the Cayman Islands (registered office), and New Jersey.

Additional information about the Company's businesses and products is available on (link removed).

What We Value

We are a diverse team of free thinkers, and fast movers united to help investors and creators energize the global economy. We are looking for individuals who thrive in a culture of builders and overachievers and embrace high performance, transparent feedback, and a mission-first approach. Our culture shapes our way of working and gets us where we want to be.

  • Seek Excellence.
  • Be Selective To Be Effective.
  • Be Highly Aligned, Loosely Coupled.
  • Disagree Transparently.
  • Encourage Independent Decision-Making.
  • Build Dream Teams.

Who You Are

The Head of Regulatory Reporting Swap Dealer will be responsible for establishing, maintaining, and developing Galaxys swap dealer financial and regulatory reporting framework for swap dealer activities. The swap dealer is a direct subsidiary of Galaxy Digital L.P. and sits within the sales and trading team.

What Youll Do

  • Ensure compliance with all swap dealer financial regulatory requirements (ie CFTC, NFA).
  • As the head of the US regulatory group, oversee daily and monthly regulatory filings including daily capital computations. Review position, margin and counterparty reports.
  • Monthly analysis and review of legal entity balance sheet and income statement including detailed review of balance sheet reconciliations. Evaluate new products, services and business initiatives from regulatory finance perspective, to ensure proper setup and that issues are identified and addressed.
  • Develop and enhance the existing processes including understanding data flows in order to lead automation efforts.
  • Create, update and maintain process documentation and procedures.
  • Financial point person on regulatory examinations.
  • Serve as a point of contact and manage relationships with the regulators and external auditors.
  • Laisse with other teams within the swap dealer, such as Legal, Compliance, Risk, Operations, and IT to ensure compliance with applicable requirements.

What Were Looking For

  • At least 10 years of work experience with significant experience at a related regulatory agency or in a swap dealer controller capacity role.
  • Strong product knowledge and regulatory experience within the OTC derivatives and swap dealer businesses.
  • Experience with the implementation and execution of swap dealer regulatory function.
  • Bachelors degree in accounting

Bonus Points

  • Series 27
  • Experience as a FinOp
  • Experience with Broker Dealers and FCMs

What We Offer

  • Competitive base salary, bonus, and equity compensation
  • Flexible Time Off (i.e. unlimited paid vacation days)
  • Company paid Holidays (11)
  • Company paid sick leave
  • Company-paid health and protective benefits for employees, partners, and other dependents
  • 3% 401(k) company contribution
  • Generous paid Parental Leave
  • Free virtual coaching and counseling sessions through Ginger
  • Opportunities to learn about the Crypto industry
  • Free daily snacks in-office
  • Smart, entrepreneurial, and fun colleagues
  • Employee Resource Groups

Apply now and join us on our mission to engineer a new economic paradigm.

The base salary ranges included below will be commensurate with candidate experience, expertise and local market. Final offer amounts are determined by multiple factors, including candidate experience and expertise. At Galaxy, we maintain a total compensation philosophy which consists of a competitive base salary, annual bonus, and equity incentives.

Base Salary Range

$200,000 $250,000 USD

Galaxy respects diversity and seeks to provide equal employment opportunities to all employees and job applicants for employment without regard to actual or perceived age, race, color, creed, religion, sex or gender (including pregnancy, childbirth, lactation and related medical conditions), gender identity or gender expression (including transgender status), sexual orientation, marital or partnership or caregiver status, ancestry, national origin, citizenship status, disability, military or veteran status, protected medical condition as defined by applicable state or local law, genetic information or predisposing genetic characteristic, or other characteristic protected by applicable federal, state, or local laws and ordinances.

We will endeavor to make a reasonable accommodation to the known limitations of a qualified applicant with a disability unless the accommodation would impose an undue hardship on the operation of our business. If you believe you require such assistance to complete the application process or to participate in an interview, please contact careers@galaxy.com.

Galaxy

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